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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
AZ RA APPROVED 2024-03-14
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • AZ RA
    APPROVED
    Since 2024-03-14

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garcia's Mexican Restaurant Chandler AZ 03/2019 08/2019
Goodwill Queen Creek AZ 05/2020 08/2020
Pita Jungle Chandler AZ 06/2021 08/2021
Nimarcos Pizza Flagstaff AZ 08/2021 05/2023
Chandler Unified School District Chandler AZ 01/2013 03/2019
Northern Arizona University Flagstaff AZ 08/2019 05/2020
Northern Arizona University Flagstaff AZ 08/2020 06/2021
Unemployed Chandler AZ 05/2023 11/2023
Renaissance Financial Corporation Phoenix AZ 11/2023 Present
Cetera Wealth Services, Llc El Segundo CA 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
  • 03/2019 → 08/2019
    Garcia's Mexican Restaurant
    Chandler, AZ
  • 05/2020 → 08/2020
    Goodwill
    Queen Creek, AZ
  • 06/2021 → 08/2021
    Pita Jungle
    Chandler, AZ
  • 08/2021 → 05/2023
    Nimarcos Pizza
    Flagstaff, AZ
  • 01/2013 → 03/2019
    Chandler Unified School District
    Chandler, AZ
  • 08/2019 → 05/2020
    Northern Arizona University
    Flagstaff, AZ
  • 08/2020 → 06/2021
    Northern Arizona University
    Flagstaff, AZ
  • 05/2023 → 11/2023
    Unemployed
    Chandler, AZ
  • 11/2023 → Present
    Renaissance Financial Corporation
    Phoenix, AZ
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: November 2023 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-27
  • S66 Uniform Combined State Law Examination
    2024-01-27

View on SEC IAPD

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