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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-14
  • IN RA
    APPROVED
    Since 2026-04-14

Branch Locations

9265 Counselors Row Suite 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education St John IN 08/2014 05/2020
Full-Time Education Indianapolis IN 08/2020 05/2024
Networks Connect Indianapolis IN 05/2022 08/2022
Barnes And Thronburg Indianapolis IN 05/2023 08/2023
Nfp Indianapolis IN 09/2023 12/2023
Charles Schwab & Co., Inc. Indianapolis IN 01/2024 02/2026
Artistry Wealth Indianapolis IN 02/2026 Present
Cetera Advisors Llc St. Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
  • 08/2014 → 05/2020
    Full-Time Education
    St John, IN
  • 08/2020 → 05/2024
    Full-Time Education
    Indianapolis, IN
  • 05/2022 → 08/2022
    Networks Connect
    Indianapolis, IN
  • 05/2023 → 08/2023
    Barnes And Thronburg
    Indianapolis, IN
  • 09/2023 → 12/2023
    Nfp
    Indianapolis, IN
  • 01/2024 → 02/2026
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 02/2026 → Present
    Artistry Wealth
    Indianapolis, IN
  • 02/2026 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 04/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ARTISTRY WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: ATTEND AND PREPARE CLIENT MEETINGS AND AGENDA'S, DATA GATHERING, HANDLE CIENT INQUIRES AND FOLLOW-UP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-03
S63 Uniform Securities Agent State Law Examination 2024-10-24
  • S66 Uniform Combined State Law Examination
    2026-04-03
  • S63 Uniform Securities Agent State Law Examination
    2024-10-24

View on SEC IAPD

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