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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| IA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Muscatine | IL | 10/2023 | 11/2024 |
| City Of Columbus Jct | Columbus Jct | IA | 02/2016 | Present |
| Louisa County Sheriff'S Office | Wapello | IA | 02/2008 | 01/2022 |
| The Prudential Insurance Company Of America | Muscatine | IL | 02/2024 | Present |
| Lpl Enterprise, Llc | Muscatine | IA | 11/2024 | Present |
1) 09/16/2024- Notary- Notary was established for work as a police officer- INV Related- At Muscatine, IA- Start date 01/01/2020- 1 HRS MTH- 0 HRS During Trading 2) 09/13/2024- Outside/W-2 Employment- Police activities including routine patrol, responding to calls for service, and traffic enforcement- Not INV Related- At Muscatine, IA- Start date 02/15/2016- 8 HRS MTH- 0 HRS During Trading 3) 09/19/2024- Couple of Cops Mowing- Business Owner- Mowing and other general labor and bookkeeping- not inv. related - at Fruitland, IA- start date 03/21/2021- 80hrs/mnth-0hrs during trading 4) 01/07/2025- Prudential- Non-Variable Insurance- This OBA is for the sales of proprietary and non-proprietary fixed life insurance product.- inv. related- at Muscatine, IA - start date 02/06/2024- 160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
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