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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
IA RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14

Branch Locations

118 Chestnut St, Muscatine, IA 52761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Muscatine IL 10/2023 11/2024
City Of Columbus Jct Columbus Jct IA 02/2016 Present
Louisa County Sheriff'S Office Wapello IA 02/2008 01/2022
The Prudential Insurance Company Of America Muscatine IL 02/2024 Present
Lpl Enterprise, Llc Muscatine IA 11/2024 Present
  • 10/2023 → 11/2024
    Muscatine, IL
  • 02/2016 → Present
    City Of Columbus Jct
    Columbus Jct, IA
  • 02/2008 → 01/2022
    Louisa County Sheriff'S Office
    Wapello, IA
  • 02/2024 → Present
    The Prudential Insurance Company Of America
    Muscatine, IL
  • 11/2024 → Present
    Muscatine, IA
Previous Registrations
Other Businesses

1) 09/16/2024- Notary- Notary was established for work as a police officer- INV Related- At Muscatine, IA- Start date 01/01/2020- 1 HRS MTH- 0 HRS During Trading 2) 09/13/2024- Outside/W-2 Employment- Police activities including routine patrol, responding to calls for service, and traffic enforcement- Not INV Related- At Muscatine, IA- Start date 02/15/2016- 8 HRS MTH- 0 HRS During Trading 3) 09/19/2024- Couple of Cops Mowing- Business Owner- Mowing and other general labor and bookkeeping- not inv. related - at Fruitland, IA- start date 03/21/2021- 80hrs/mnth-0hrs during trading 4) 01/07/2025- Prudential- Non-Variable Insurance- This OBA is for the sales of proprietary and non-proprietary fixed life insurance product.- inv. related- at Muscatine, IA - start date 02/06/2024- 160hrs/mnth-160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08

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