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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-08
  • NY RA
    APPROVED
    Since 2025-04-08

Branch Locations

1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 12/2023 Present
Elmsford Dpw Elmsford NY 05/2021 11/2023
Casaletto Ristorante Elmsford NY 07/2016 12/2020
Sam's Club Elmsford NY 12/2020 02/2021
Elmsford Day Camp Elmsford NY 06/2014 08/2019
Cetera Investment Advisers Llc Perl River NY 04/2025 Present
  • 12/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2021 → 11/2023
    Elmsford Dpw
    Elmsford, NY
  • 07/2016 → 12/2020
    Casaletto Ristorante
    Elmsford, NY
  • 12/2020 → 02/2021
    Sam's Club
    Elmsford, NY
  • 06/2014 → 08/2019
    Elmsford Day Camp
    Elmsford, NY
  • 04/2025 → Present
    Perl River, NY
Other Businesses

1. NOTARY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-07
  • S66 Uniform Combined State Law Examination
    2025-04-07

View on SEC IAPD

Other Firms

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