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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-22
  • CT RA
    APPROVED
    Since 2026-06-22

Branch Locations

8 Lowell Rd, West Hartford, CT 06119 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Colony Group, Llc Boston MA 07/2023 03/2024
Wellington Management Boston MA 01/2022 07/2022
Bondcliff Partners Boston MA 09/2021 12/2021
Warburg Pincus Llc New York NY 07/2020 12/2020
Ralph Lauren Boston MA 01/2020 03/2020
Peak Systems Boston MA 09/2019 12/2019
Crc Reeves Golf Course Cincinnati OH 03/2018 06/2020
Ebay Cincinnati OH 05/2019 08/2019
Kenwood Country Club Cincinnati OH 04/2016 09/2017
St. Xavier High School Cincinnati OH 08/2014 05/2018
Northeastern University Boston MA 09/2018 05/2023
Ubs Financial Services Inc. Cincinnati OH 12/2024 05/2026
Unemployed Boston MA 04/2024 12/2024
Unemployed, Full-Time Student Boston MA 01/2021 08/2021
Unemployed, Full-Time Student Boston MA 08/2022 06/2023
Ameriprise Financial Services, Llc Cincinnati OH 05/2026 Present
  • 07/2023 → 03/2024
    The Colony Group, Llc
    Boston, MA
  • 01/2022 → 07/2022
    Wellington Management
    Boston, MA
  • 09/2021 → 12/2021
    Bondcliff Partners
    Boston, MA
  • 07/2020 → 12/2020
    Warburg Pincus Llc
    New York, NY
  • 01/2020 → 03/2020
    Ralph Lauren
    Boston, MA
  • 09/2019 → 12/2019
    Peak Systems
    Boston, MA
  • 03/2018 → 06/2020
    Crc Reeves Golf Course
    Cincinnati, OH
  • 05/2019 → 08/2019
    Ebay
    Cincinnati, OH
  • 04/2016 → 09/2017
    Kenwood Country Club
    Cincinnati, OH
  • 08/2014 → 05/2018
    St. Xavier High School
    Cincinnati, OH
  • 09/2018 → 05/2023
    Northeastern University
    Boston, MA
  • 12/2024 → 05/2026
    Cincinnati, OH
  • 04/2024 → 12/2024
    Unemployed
    Boston, MA
  • 01/2021 → 08/2021
    Unemployed, Full-Time Student
    Boston, MA
  • 08/2022 → 06/2023
    Unemployed, Full-Time Student
    Boston, MA
  • 05/2026 → Present
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-27
S65 Uniform Investment Adviser Law Examination 2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2025-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
Other Names
  • Neil David Keyser
  • Neil Keyser

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