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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 11/2023 11/2024
Unemployed Wauwatosa WI 05/2022 11/2023
Accunet Mortgage Waukesha WI 08/2019 05/2022
Unemployed Milwaukee WI 07/2019 08/2019
Simpson & Deardorff, S.C. Milwaukee WI 06/2018 07/2019
Accunet Mortgage Waukesha WI 04/2018 06/2018
Unemployed Waukesha WI 12/2017 04/2018
Zilske Law Firm, S.C. Brookfield WI 09/2017 12/2017
Unemployed Waukesha WI 06/2017 08/2017
Mcmanus & Associates, Llc Elm Grove WI 04/2015 06/2017
The Prudential Insurance Company Of America Wauwatosa WI 02/2024 Present
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 11/2023 → 11/2024
    Wauwatosa, WI
  • 05/2022 → 11/2023
    Unemployed
    Wauwatosa, WI
  • 08/2019 → 05/2022
    Accunet Mortgage
    Waukesha, WI
  • 07/2019 → 08/2019
    Unemployed
    Milwaukee, WI
  • 06/2018 → 07/2019
    Simpson & Deardorff, S.C.
    Milwaukee, WI
  • 04/2018 → 06/2018
    Accunet Mortgage
    Waukesha, WI
  • 12/2017 → 04/2018
    Unemployed
    Waukesha, WI
  • 09/2017 → 12/2017
    Zilske Law Firm, S.C.
    Brookfield, WI
  • 06/2017 → 08/2017
    Unemployed
    Waukesha, WI
  • 04/2015 → 06/2017
    Mcmanus & Associates, Llc
    Elm Grove, WI
  • 02/2024 → Present
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 11/2024 → Present
    Wauwatosa, WI
Previous Registrations
Other Businesses

1) 11/06/2024- Colberg Heirs Partnership- I only receive my share of the rental income and have no active duties- Farm- Not INV Related- Waukesha, WI- Start Date 04/01/2021- 0hrs/mth- 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19
Other Names
  • Paul M Miller
  • Paul Miller

View on SEC IAPD

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