Daniel Dipietro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 03/2023
  University Of California - Santa Cruz
  San Jose, CA
• 08/2020 → 04/2024
  Limitless Trading, Llc
  San Jose, CA
• 05/2024 → 09/2025
  Jpmorgan Chase Bank, N.A.
  Santa Cruz, CA
• 05/2024 → 09/2025
  J.P. Morgan Securities Llc
  Santa Cruz, CA
• 11/2023 → 04/2024
  T3 Trading Group, Llc
  San Jose, CA
• 02/2024 → 04/2024
  Northwestern Mutual
  San Jose, CA
• 03/2021 → 07/2021
  Una Mas Restaurants
  San Jose, CA
• 10/2018 → 08/2020
  Cordevalle, A Rosewood Resort
  Gilroy, CA
• 01/2017 → 10/2018
  Brinker International Payroll Company, L.P.
  Gilroy, CA
• 07/2015 → 10/2016
  Levi Strauss & Co
  Gilroy, CA
• 11/2016 → 12/2016
  Unemployed
  Gilroy, CA
• 09/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 12/2025 → Present
  Bank Of America, N.A.
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-12-08
• S63 Uniform Securities Agent State Law Examination
  2024-07-09

Other Names

• Daniel Dipietro
• Daniel James Dipietro