Best Investors Account Sign in
Inactive

Joseph John Serrapede

Northwind Financial LLC

Bend, OR

Claim This Profile
Current Employers
Northwind Financial Llc

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-07-07
  • OR RA
    APPROVED
    Since 2026-07-07

Branch Locations

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bend OR 08/2023 10/2023
Ger-Bear Llc Bend OR 03/2023 07/2023
Bend Lapine School District Bend OR 09/2022 03/2023
Ger-Bear Llc Bend OR 01/2022 08/2022
Unemployed Bend OR 10/2020 01/2022
United Parcel Service Bend OR 09/2016 10/2020
United Parcel Service Bend OR 01/2016 09/2016
Capstone Wealth Management Group, Llc Bend OR 11/2023 06/2026
Northwind Financial Llc Bend OR 06/2026 Present
  • 08/2023 → 10/2023
    Unemployed
    Bend, OR
  • 03/2023 → 07/2023
    Ger-Bear Llc
    Bend, OR
  • 09/2022 → 03/2023
    Bend Lapine School District
    Bend, OR
  • 01/2022 → 08/2022
    Ger-Bear Llc
    Bend, OR
  • 10/2020 → 01/2022
    Unemployed
    Bend, OR
  • 09/2016 → 10/2020
    United Parcel Service
    Bend, OR
  • 01/2016 → 09/2016
    United Parcel Service
    Bend, OR
  • 11/2023 → 06/2026
    Capstone Wealth Management Group, Llc
    Bend, OR
  • 06/2026 → Present
    Northwind Financial Llc
    Bend, OR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-29
  • S65 Uniform Investment Adviser Law Examination
    2023-08-29

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
PROSPERA FINANCIAL SERVICES, INC.
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELEVATION CAPITAL ADVISORY
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
CAPSTONE WEALTH MANAGEMENT GROUP, INC.
PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Other Investors

PAUL BRADLEY WATERMAN
Ryan P Jordan
JOHN GRANT ASPELL
Kyle Turner
MARK ANDREW REIFSCHNEIDER
LESLIE DAWN LAMOTTE
ANNA Meiners Hansen
JOHN PAUL LORENZ

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, INC. · BEND, OR

More in Bend, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor