Inactive

Kaleb William Gottfred

Midland Wealth Management

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Current Employers

Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-12-19

IL RA
APPROVED

Since 2023-12-19

Branch Locations

6838 E State Street, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alpine Bank	Rockford	IL	09/2014	07/2018
Midland States Bank	Rockford	IL	07/2018	07/2021
Midland Wealth Advisors, Llc	Rockford	IL	07/2021	Present

09/2014 → 07/2018

Alpine Bank

Rockford, IL
07/2018 → 07/2021

Midland States Bank

Rockford, IL
07/2021 → Present

Midland Wealth Advisors, Llc

Rockford, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-19

S65 Uniform Investment Adviser Law Examination

2023-12-19

View on SEC IAPD

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Other Investors

JASON JEFFREY WERNER

JENNIFER ELISE LEWIS

DAVID RAY FEHRLE

THOMAS MARTIN WEIGHTMAN

EMILY MANEY VANHILLE

ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL

AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL

STACKSTONE WEALTH, LLC · ROCKFORD, IL

EDWARD JONES · ROCKFORD, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL

FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL

LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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