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Jake Kazuo Sasaki

Ubs Financial Services Inc.

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-03-09
  • WA RA
    APPROVED
    Since 2026-03-09

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Seattle WA 05/2024 Present
Ubs Seattle WA 11/2023 05/2024
University Of Washington Seattle WA 09/2021 06/2025
Terra Linda High School San Rafael CA 09/2017 06/2021
Miller Creek Middle School San Rafael CA 09/2014 06/2017
  • 05/2024 → Present
    Ubs Financial Services Inc.
    Seattle, WA
  • 11/2023 → 05/2024
    Ubs
    Seattle, WA
  • 09/2021 → 06/2025
    University Of Washington
    Seattle, WA
  • 09/2017 → 06/2021
    Terra Linda High School
    San Rafael, CA
  • 09/2014 → 06/2017
    Miller Creek Middle School
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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