Timothy Ryan Ippisch

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Raymond James Financial Services
  Dayton, OH
• 02/2016 → Present
  Raymond James Financial Services Advisors Inc
  Dayton, OH
• 05/2018 → 10/2019
  Mlm & Tri Shk, Inc
  Kettering, OH
• 02/2019 → 09/2019
  Mlm & Tri Kettering, Llc
  Kettering, OH

Previous Registrations

• 2006-02-13 → 2016-02-22
  Northwestern Mutual Investment Services, Llc
  Dayton, OH
  Dayton, OH

Other Businesses

(1) 1139 Brown, LLC 1139 Brown St, Dayton, OH, 45409, Rental RE Yes 03/31/2024 HPM: 0-1 HPM T H: 0-1 Duties: (2) D.I.M. Capital Partners, LLC 930 E. Dorothy Ln, Kettering, OH, 45419, Rental RE Yes 07/13/2019 HPM: 0-1 HPM T H: 0-1 Duties: (3) D.I.M. Restaurant Group, LLC 930 E. Dorothy Ln, Kettering, OH, 45419, Business Owner Partner No 07/13/2019 HPM: 0-1 HPM T H: 0-1 Duties: D. I. M. Restaurant Group is the entity for the operation of Submarine House Bar and Grill corporate owned store. I am a silent investor with 20% ownership. My co-branch manager, Marty McGillivary, is also a 20% silent investor. Primary owners are Jason & Brody Danner, owners of the Submarine House Bar & Grill Franchise. (4) D.I.M. UD Group, LLC 1133 Brown St., Dayton, OH, 45409, Business Owner Partner No 10/15/2024 HPM: 0-1 HPM T H: 0-1 Duties: 20% owner. I have no responsibilities. I funded 30% of the downpayment, exactly like approved OBA DIM Restaurant Group, LLC (5) JBT Private Equity, LLC 8807 N. Dixie Dr, Dayton, OH, 45414, Rental RE Yes 04/27/2022 HPM: 2-10 HPM T H: 0-1 Duties: (6) JBT Private Equity, LLC 8807 N. Dixie Dr., Dayton, OH, 45414, Rental RE Yes 04/07/2022 HPM: 0-1 HPM T H: 0-1 Duties: (7) McGillivary & Ippisch Wealth Advisors 2299 Miamisburg Centerville Rd, Dayton, OH, 45459, Support Company - Owner Independent Contractor No 01/31/2016 HPM: 81+ HPM T H: 41+ Duties: FA/Co-Branch Manager (8) MLM & TRI Wealth Advisors, LLC 2299 Miamisburg Centerville Rd, Dayton, OH, 45459, Rental RE Partner Yes 08/21/2019 HPM: 81+ HPM T H: 2-10 Duties: 50/50 Owner of Building (Our Physical Branch) with Martin McGillivary (9) TRI Properties, LLC 1600 N. Barron St, Eaton, OH, 45320, Rental RE Owner/Proprietor Yes 11/30/2016 HPM: 21-40 HPM T H: 21-40 Duties: This LLC owns the building where 86U02 is physically located. (10) TRI Wealth Management & Financial Planning, LLC 2299 Miamisburg Centerville Rd, Dayton, OH, 45459, Support Company - Owner Officer - President No 12/14/2018 HPM: 81+ HPM T H: 81+ Duties: This is my formal business for my RJFS practice. Raymond James pays thisTRI Wealth Management & Financial Planning, LLC checking account via direct pay, and that is from where I pay all my business expenses from. This business is not held out.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-27
• S63 Uniform Securities Agent State Law Examination
  2003-01-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant