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Christopher Allen Zabel

Midland Wealth Management

Rockford, IL

CRD 7831794

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Employer firm

Midland Wealth Management CRD 324997

$3.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-06
  • IL RA
    APPROVED
    Since 2023-12-06

Branch Locations

6838 E State Street, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpine Trust And Investment Group Rockford IL 06/2016 07/2018
Midland Wealth Advisors, Llc Rockford IL 06/2018 Present
  • 06/2016 → 07/2018
    Alpine Trust And Investment Group
    Rockford, IL
  • 06/2018 → Present
    Midland Wealth Advisors, Llc
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-06
  • S65 Uniform Investment Adviser Law Examination
    2023-12-06
Other Names
  • Chris Zabel

View on SEC IAPD

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