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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-23
  • CA RA
    APPROVED
    Since 2024-02-23

Branch Locations

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Encino CA 12/2023 Present
Concord Los Angeles CA 11/2022 11/2023
Very Rare Llc Santa Barbara CA 01/2021 11/2022
Live Nation Entertainment Beverly Hills CA 05/2019 12/2020
Montone Inc. Los Angeles CA 09/2018 12/2018
Bmg Los Angeles CA 05/2017 08/2018
Student Los Angeles CA 09/2015 05/2019
Charles Schwab Bank, Ssb Encino CA 12/2023 Present
  • 12/2023 → Present
    Encino, CA
  • 11/2022 → 11/2023
    Concord
    Los Angeles, CA
  • 01/2021 → 11/2022
    Very Rare Llc
    Santa Barbara, CA
  • 05/2019 → 12/2020
    Live Nation Entertainment
    Beverly Hills, CA
  • 09/2018 → 12/2018
    Montone Inc.
    Los Angeles, CA
  • 05/2017 → 08/2018
    Bmg
    Los Angeles, CA
  • 09/2015 → 05/2019
    Student
    Los Angeles, CA
  • 12/2023 → Present
    Charles Schwab Bank, Ssb
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-23
  • S66 Uniform Combined State Law Examination
    2024-02-23

View on SEC IAPD

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