Alan Randall Goodstein

Employer firm

Goodstein Wealth Management LLC CRD 282910

$114M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Goodstein Wealth Management, Llc
  Los Angeles, CA
• 07/2011 → 03/2018
  Shabaral Inc.
  Los Angeles, CA
• 12/2015 → Present
  New Horizons, Inc.
  Los Angeles, CA

Previous Registrations

• 2010-04-27 → 2016-04-06
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Encino, CA
• 2004-03-12 → 2010-04-29
  Afa Advisor Services Llc
  Calabasas, CA
  Burbank, CA
  Encino, CA
• 2003-01-03 → 2003-12-01
  Raymond James Financial Services, Inc.
  Tarzana, CA

Other Businesses

SHABARAL INC, BURBANK, CA, PARTNER, START 9/12, NOT INVESTMENT RELATED, RECEIVE RENTAL INCOME FROM PROPERTIES LOCATED @ 220 N. SAN FERNANDO RD, BURBANK, CA; 1% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURS. NEW HORIZONS INC, NORTH HILLS, CA, NON-PROFIT CORPORATION, DIRECTOR AT LARGE, BOARD OF DIRECTORS, START 6/2014, NON-INVESTMENT RELATED, 7% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURSATTEND MEETINGS AND SIT ON COMMITTEES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-15

Designations

• Certified Financial Planner