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Alan Randall Goodstein

Goodstein Wealth Management LLC

Encino, CA

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Current Employers
Goodstein Wealth Management Llc

15760 Ventura Blvd., Suite 1520, Encino, CA 91436 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-12
TX RA APPROVED 2016-04-12
  • CA RA
    APPROVED
    Since 2016-04-12
  • TX RA
    APPROVED
    Since 2016-04-12

Branch Locations

15760 Ventura Blvd., Suite 1520, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodstein Wealth Management, Llc Los Angeles CA 04/2016 Present
Shabaral Inc. Los Angeles CA 07/2011 03/2018
New Horizons, Inc. Los Angeles CA 12/2015 Present
  • 04/2016 → Present
    Los Angeles, CA
  • 07/2011 → 03/2018
    Shabaral Inc.
    Los Angeles, CA
  • 12/2015 → Present
    New Horizons, Inc.
    Los Angeles, CA
Previous Registrations
  • 2010-04-27 → 2016-04-06
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Encino, CA
  • 2004-03-12 → 2010-04-29
    Afa Advisor Services Llc
    Calabasas, CA
    Burbank, CA
    Encino, CA
  • 2003-01-03 → 2003-12-01
    Raymond James Financial Services, Inc.
    Tarzana, CA
Other Businesses

SHABARAL INC, BURBANK, CA, PARTNER, START 9/12, NOT INVESTMENT RELATED, RECEIVE RENTAL INCOME FROM PROPERTIES LOCATED @ 220 N. SAN FERNANDO RD, BURBANK, CA; 1% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURS. NEW HORIZONS INC, NORTH HILLS, CA, NON-PROFIT CORPORATION, DIRECTOR AT LARGE, BOARD OF DIRECTORS, START 6/2014, NON-INVESTMENT RELATED, 7% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURSATTEND MEETINGS AND SIT ON COMMITTEES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15
Designations

View on SEC IAPD

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