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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-05-26
OK RA APPROVED 2026-05-18
TX RA APPROVED 2026-05-18
IA RA APPROVED 2026-05-11
  • DC RA
    APPROVED
    Since 2026-05-26
  • OK RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18
  • IA RA
    APPROVED
    Since 2026-05-11

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Cedar Falls IA 05/2023 12/2023
Regions Bank Waterloo IA 05/2024 04/2026
Verizon Wireless Mason City IA 10/2013 05/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2023 05/2025
Northwestern Mutual Investment Services Llc Waterloo IA 12/2023 05/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2024 05/2025
Thrivent Investment Management Inc Minneapolis MN 03/2026 Present
Thrivent Financial Appleton WI 03/2026 Present
  • 05/2023 → 12/2023
    Unemployed
    Cedar Falls, IA
  • 05/2024 → 04/2026
    Regions Bank
    Waterloo, IA
  • 10/2013 → 05/2023
    Verizon Wireless
    Mason City, IA
  • 12/2023 → 05/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2023 → 05/2025
    Northwestern Mutual Investment Services Llc
    Waterloo, IA
  • 02/2024 → 05/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2026 → Present
    Minneapolis, MN
  • 03/2026 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

PAPADUBBREAKS POSITION: Owner / DBA NATURE: Seller of Pokemon and Sports cards on ebay; previously produced content on youtube and instagram to promote business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 1017 W 15th St, Cedar Falls IA 50613, United States DESCRIPTION: Selling cards on ebay, shipping to buyers FIRST PRESBYTERIAN CHURCH OF CEDAR FALLS POSITION: Elder NATURE: On session as an Elder at First presbyterian Church in Cedar Falls Iowa INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 902 Main St, Cedar Falls IA 50613, United States DESCRIPTION: Being on session; voting on motions for the church, helping spiritually lead the congregation STATE OF IOWA NOTARY POSITION: Notary NATURE: Active notary with the state of Iowa, expires 2028 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 1017 W 15th St, Cedar Falls IA 50613, United States DESCRIPTION: Have notary stamp from previous job, no longer actively notarizing, will let expire when commission ends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
S63 Uniform Securities Agent State Law Examination 2024-02-17
  • S66 Uniform Combined State Law Examination
    2026-05-08
  • S63 Uniform Securities Agent State Law Examination
    2024-02-17
Other Names
  • Paul Braley

View on SEC IAPD

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