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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-05-26 |
| OK | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED | 2026-05-18 |
| IA | RA | APPROVED | 2026-05-11 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Cedar Falls | IA | 05/2023 | 12/2023 |
| Regions Bank | Waterloo | IA | 05/2024 | 04/2026 |
| Verizon Wireless | Mason City | IA | 10/2013 | 05/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2023 | 05/2025 |
| Northwestern Mutual Investment Services Llc | Waterloo | IA | 12/2023 | 05/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2024 | 05/2025 |
| Thrivent Investment Management Inc | Minneapolis | MN | 03/2026 | Present |
| Thrivent Financial | Appleton | WI | 03/2026 | Present |
PAPADUBBREAKS POSITION: Owner / DBA NATURE: Seller of Pokemon and Sports cards on ebay; previously produced content on youtube and instagram to promote business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 1017 W 15th St, Cedar Falls IA 50613, United States DESCRIPTION: Selling cards on ebay, shipping to buyers FIRST PRESBYTERIAN CHURCH OF CEDAR FALLS POSITION: Elder NATURE: On session as an Elder at First presbyterian Church in Cedar Falls Iowa INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 902 Main St, Cedar Falls IA 50613, United States DESCRIPTION: Being on session; voting on motions for the church, helping spiritually lead the congregation STATE OF IOWA NOTARY POSITION: Notary NATURE: Active notary with the state of Iowa, expires 2028 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 1017 W 15th St, Cedar Falls IA 50613, United States DESCRIPTION: Have notary stamp from previous job, no longer actively notarizing, will let expire when commission ends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-17 |
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