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Atsuko Zapata-Ninomiya

Equitable Advisors, LLC

Portland, OR

Portland, OR

CRD 7831384

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-01
  • OR RA
    APPROVED
    Since 2024-05-01

Branch Locations

121 Sw Morrison Street Suite 875, Portland, OR 97204 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2023 Present
Unemployed Portland OR 09/2023 10/2023
Splunk Services Japan Tokyo 05/2018 08/2023
Symantec Tokyo 10/2009 05/2018
  • 11/2023 → Present
    New York, NY
  • 09/2023 → 10/2023
    Unemployed
    Portland, OR
  • 05/2018 → 08/2023
    Splunk Services Japan
    Tokyo
  • 10/2009 → 05/2018
    Symantec
    Tokyo
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2024-03-19
  • S65 Uniform Investment Adviser Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2024-03-19
Other Names
  • Atsuko Zapata-Ninomiya
  • Atsuko Ninomiya

View on SEC IAPD

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