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Robert Allen Dufrene

Capital South Wealth Management, LLC

Baton Rouge, LA

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Current Employers
Capital South Wealth Management, Llc

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-12-06
  • LA RA
    APPROVED
    Since 2023-12-06

Branch Locations

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital South Wealth Management, Llc Baton Rouge LA 11/2023 Present
Louisiana State University- Gordon A. Cain Center Baton Rouge LA 11/2019 Present
Louisiana State University- International Programs Baton Rouge LA 12/2017 11/2019
Louisiana State University- Physics & Astronomy Baton Rouge LA 07/2000 12/2017
  • 11/2023 → Present
    Capital South Wealth Management, Llc
    Baton Rouge, LA
  • 11/2019 → Present
    Louisiana State University- Gordon A. Cain Center
    Baton Rouge, LA
  • 12/2017 → 11/2019
    Louisiana State University- International Programs
    Baton Rouge, LA
  • 07/2000 → 12/2017
    Louisiana State University- Physics & Astronomy
    Baton Rouge, LA
Other Businesses

Louisiana State University- Gordon A. Cain Center; No; Baton Rouge, LA; Education; Assistant Director; 11/2019; 80/ MO; 0/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-14
  • S65 Uniform Investment Adviser Law Examination
    2023-08-14

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
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