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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
CA RA APPROVED 2025-05-15
  • TX RA
    APPROVED
    Since 2025-06-25
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

2320 Honolulu Ave, Montrose, CA 91020 • United States

3141 Foothill Blvd, La Crescenta, CA 91214 • United States

8510 Foothill Blvd, Sunland, CA 91040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Glendale CA 03/2024 04/2025
New York Life Insurance Co. Glendale CA 11/2023 04/2025
Private Money Solutions, Inc. Sherman Oaks CA 07/2021 11/2023
University Of California, Riverside Riverside CA 09/2017 06/2022
The Lawrence School, Sanawar Kasuli 02/2009 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glendale CA 04/2025 Present
Bank Of America, N.A. Glendale CA 06/2025 Present
  • 03/2024 → 04/2025
    Nylife Securities, Llc
    Glendale, CA
  • 11/2023 → 04/2025
    New York Life Insurance Co.
    Glendale, CA
  • 07/2021 → 11/2023
    Private Money Solutions, Inc.
    Sherman Oaks, CA
  • 09/2017 → 06/2022
    University Of California, Riverside
    Riverside, CA
  • 02/2009 → 08/2017
    The Lawrence School, Sanawar
    Kasuli
  • 04/2025 → Present
    Glendale, CA
  • 06/2025 → Present
    Bank Of America, N.A.
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
  • S66 Uniform Combined State Law Examination
    2024-05-20

View on SEC IAPD

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