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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-11 |
Branch Locations
2434 Honolulu Ave, Montrose, CA 91020 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Studio City | CA | 07/2015 | 11/2016 |
| Wells Fargo Bank, Na | Montrose | CA | 05/2014 | Present |
| Wells Fargo Clearing Services, Llc | Montrose | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; BERMUDA DUNES, CA; 50% OWNERSHIP; START DATE 05/25/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING | LLC FOR RENTAL PROPERTY; INV RELATED; BERMUDA DUNES, CA; 50% OWNERSHIP; START DATE 05/25/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-28 |
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