Ashley J Ellett

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-04-16
KY	RA	APPROVED	2025-02-28

IN RA
APPROVED

Since 2025-04-16
KY RA
APPROVED

Since 2025-02-28

Branch Locations

12700 Townepark Way Ste 100, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Louisville	KY	11/2023	Present
Unemployed	Louisville	KY	05/2022	10/2023
Southern Glazer's Wine And Spirits	Raleigh	NC	08/2019	05/2022
Jim Beam Distillery	Louisville	KY	08/2016	08/2019

11/2023 → Present

Ameriprise Financial Services, Llc

Louisville, KY
05/2022 → 10/2023

Unemployed

Louisville, KY
08/2019 → 05/2022

Southern Glazer's Wine And Spirits

Raleigh, NC
08/2016 → 08/2019

Jim Beam Distillery

Louisville, KY

Other Businesses

Business Ownership; Vine to Branch LLC; Owner; Manage Ameriprise Business; 1702 Corydon Pike, , New Albany, IN, 47150; Investment-Related; 05/08/2026; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-28

S66 Uniform Combined State Law Examination

2025-02-28

Other Names

Ashley J Ellett
Ashley J Smith

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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