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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-02-20 |
Branch Locations
12444 Powerscourt Dr #100, St. Louis, MO 63131 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc. | Fort Worth | TX | 02/2024 | 09/2024 |
| Tidelift | Albuquerque | NM | 03/2022 | 08/2023 |
| Snyk | Albuquerque | NM | 04/2021 | 02/2022 |
| Risksense | Albuquerque | NM | 07/2019 | 04/2021 |
| Sambasafety | Albuquerque | NM | 03/2017 | 07/2019 |
| Boomtime | Albuquerque | NM | 10/2016 | 02/2017 |
| Giddens & Gatton Law, Pc | Albuquerque | NM | 03/2012 | 10/2016 |
| Principal Advised Services | Des Moines | IA | 01/2025 | 01/2026 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 02/2026 | Present |
| Unemployed | St. Louis | MO | 10/2024 | 01/2025 |
| Unemployed | Albuquerque | NM | 08/2023 | 02/2024 |
(1) Dottie`s Digital Bytes; Not investment related; 1831 Sidney Street, #J, St, Louis, MO, 63104; Online Retailer; Digital Content; Creating and selling digital downloads on Etsy-digital planners, digital art. Creating and selling low content journals on Amazon.com-planners; 10 hours a month: Start Date: 01/2025 (2) The Chamberlin Group; Investment related; 12444 Powerscourt Dr, Ste 100, St. Louis, MO 63131; Insurance Agent; Assist clients with life and property insurance; Started: 01/2026; 10 hours a month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 2024-04-05 |
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