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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-11
NY RA APPROVED 2025-02-21
  • TX RA
    APPROVED_RES
    Since 2026-02-11
  • NY RA
    APPROVED
    Since 2025-02-21

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Elmsford NY 11/2023 Present
Mml Investors Services Llc Elmsford NY 11/2023 Present
Union College Schenectady NY 09/2019 06/2023
Student Larchmont NY 04/2014 08/2019
Cornell Pace Inc New Rochelle NY 06/2022 09/2022
Larchmont Shore Club Larchmont NY 05/2017 07/2017
Unemployed Larchmont NY 07/2023 10/2023
  • 11/2023 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
  • 11/2023 → Present
    Elmsford, NY
  • 09/2019 → 06/2023
    Union College
    Schenectady, NY
  • 04/2014 → 08/2019
    Student
    Larchmont, NY
  • 06/2022 → 09/2022
    Cornell Pace Inc
    New Rochelle, NY
  • 05/2017 → 07/2017
    Larchmont Shore Club
    Larchmont, NY
  • 07/2023 → 10/2023
    Unemployed
    Larchmont, NY
Other Businesses

Name: Shane Smith Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 04/01/2026 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 10 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18
Designations

View on SEC IAPD

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