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Adam W Harris

Fifth Third Securities, Inc.

Wilmington, OH

Hillsboro, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-13
  • OH RA
    APPROVED
    Since 2024-05-13

Branch Locations

995 Rombach Avenue, Wilmington, OH 45177 • United States

511 North High Street, Hillsboro, OH 45133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Columbus OH 07/2017 Present
Sears Holdings Columbus OH 03/2015 03/2018
Fifth Third Securities Columbus OH 10/2023 Present
  • 07/2017 → Present
    Fifth Third Bank
    Columbus, OH
  • 03/2015 → 03/2018
    Sears Holdings
    Columbus, OH
  • 10/2023 → Present
    Fifth Third Securities
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2024-04-05
  • S65 Uniform Investment Adviser Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2024-04-05

View on SEC IAPD

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