Hugh William Rhodes

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-03-21

Branch Locations

3079 Woodman Drive, Kettering, OH 45420 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Covington	KY	11/2015	05/2017
Ef Hutton Investments Llc	Springfield	OH	05/2017	11/2018
Unemployed	Springfield	OH	11/2018	02/2019
Mid Atlantic Financial Management, Inc.	Pittsburgh	PA	02/2019	08/2020
Mid Atlantic Capital Corporation	Centerville	OH	02/2019	08/2020
Fifth Third Bank	Cincinnati	OH	08/2020	03/2024
Fifth Third Securities	Cincinnati	OH	08/2020	03/2024
Pnc Investments	Kettering	OH	03/2024	Present

2020-09-02 → 2024-03-14

Fifth Third Securities, Inc.

Dayton, OH

Trotwood, OH

Kettering, OH

Trotwood, OH

Dayton, OH

Vandalia, OH

Dayton, OH

Dayton, OH

Oakwood, OH
2019-02-20 → 2020-08-24

Mid Atlantic Financial Management, Inc.

Centerville, OH

Pittsburgh, PA
2017-06-12 → 2018-12-05

Ef Hutton Investments Llc

Springfield, OH

Springfield, OH
2016-01-14 → 2017-06-14

Strategic Advisers Llc

Covington, KY

Beavercreek, OH
2010-12-03 → 2012-10-31

Valic Financial Advisors, Inc.

Columbus, OH
2009-07-17 → 2010-09-28

U.S. Bancorp Investments, Inc.

Oakwood, OH

Dayton, OH

Beavercreek, OH

Huber Heights, OH

Beavercreek, OH

Dayton, OH

Springfield, OH

Trotwood, OH
2005-02-14 → 2009-07-16

Kiplinger Wealth Advisors

Springboro, OH

Springboro, OH
2001-02-02 → 2002-11-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dayton, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-08

Other Firms