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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-25
OH RA APPROVED 2004-11-22
  • TX RA
    APPROVED_RES
    Since 2014-08-25
  • OH RA
    APPROVED
    Since 2004-11-22

Branch Locations

995 Rombach Avenue, Wilmington, OH 45177 • United States

4899 Sr. Route 125, Georgetown, OH 45121 • United States

511 North High Street, Hillsboro, OH 45133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Wilmington OH 05/1999 Present
Fifth Third Securities, Inc. Wilmington OH 05/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-28
S63 Uniform Securities Agent State Law Examination 2002-01-21
  • S66 Uniform Combined State Law Examination
    2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    2002-01-21

View on SEC IAPD

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