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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Seattle | WA | 12/2023 | 11/2024 |
| Intrax | Seattle | WA | 06/2018 | 12/2023 |
| Aegis Living | Seattle | WA | 08/2016 | 06/2018 |
| Rbc Capital Markets, Llc | Seattle | WA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-21 |
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