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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-04
VT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2018-05-04
  • VT RA
    APPROVED
    Since 2017-03-25

Branch Locations

302 Mountain View Drive Suite 201, Colchester, VT 05446 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Colchester VT 01/2015 03/2017
Mml Investors Services, Llc Colchester VT 03/2017 Present
Mass Mutual Life Insurance Company Colchester VT 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Colchester, VT
  • 03/2017 → Present
    Colchester, VT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Colchester, VT
Previous Registrations
  • 2012-04-24 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Colchester, VT
    Colchester, VT
  • 2012-02-07 → 2015-01-02
    New England Securities
    Colchester, VT
  • 2006-03-02 → 2012-02-02
    Burlington, VT
    Stowe, VT
    Stowe, VT
    Colchester, VT
    Stowe, VT
Other Businesses

(1)Name: Brad Martin Inv rel: Y Add: 302 Mountain View Dr Suite 201 Colchester VT 05446 Nature: Individual Life, Health, Group Life and Group Health Position: Agent Start date: 05/01/2005 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Colchester Water Department - Fire District No. 2 Inv rel: N Add: 838 Church Rd Colchester VT 05446 Nature: Compensated Board Service Position: Prudential Committee Start date: 05/12/2022 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Acting as a board member for the Colchester Water Dept. Oversight of the Water Department and Fire District No. 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-31
  • S66 Uniform Combined State Law Examination
    2006-01-31

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