Jeffery Alan Thompson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Colchester, VT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Colchester, VT

Previous Registrations

• 2012-07-11 → 2012-10-10
  Ubs Financial Services Inc.
  South Burlington, VT
• 2009-04-07 → 2012-06-12
  Equity Services, Inc.
  Montpelier, VT
  Colchester, VT
• 2008-11-03 → 2009-02-20
  Kestra Investment Services, Llc
  South Burlington, VT

Other Businesses

Outside Employment; R&D Holdings LLC; Concierge - Client service support for Ameriprise Financial practice; ; 905 Roosevelt Hwy, , Colchester, VT, 5446; Not Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-29

Other Names

• Jeff Alan Thompson