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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Exton PA 09/2023 11/2024
Full-Time Education Downingtown PA 08/2013 05/2020
Home Depot Downingtown PA 05/2020 08/2020
Lowes Exton PA 08/2020 08/2021
Limoncello Chester Springs PA 08/2021 Present
The Prudential Insurance Company Of America Exton PA 04/2024 Present
Lpl Enterprise, Llc Fort Mill SC 11/2024 Present
  • 09/2023 → 11/2024
    Exton, PA
  • 08/2013 → 05/2020
    Full-Time Education
    Downingtown, PA
  • 05/2020 → 08/2020
    Home Depot
    Downingtown, PA
  • 08/2020 → 08/2021
    Lowes
    Exton, PA
  • 08/2021 → Present
    Limoncello
    Chester Springs, PA
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    Exton, PA
  • 11/2024 → Present
    Fort Mill, SC
Previous Registrations
Other Businesses

1) 10/04/2024- Limoncello- Outside/W-2 Employment- I serve tables and ring in food orders- Not INV Related- At Malvern, PA- Start date 08/03/2021- 42 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01
Other Names
  • Tommy Schwarz

View on SEC IAPD

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