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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-04-17 |
| NE | RA | APPROVED | 2011-01-21 |
| TX | RA | APPROVED | 2011-01-14 |
Branch Locations
12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States
Custer, SD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Omaha | NE | 01/2011 | Present |
| City National Bank | Omaha | NE | 08/2019 | 05/2023 |
(1) CREIGHTON UNIVERSITY GRADUATE SCHOOL; ADDRESS: 2500 CALIFORNIA AVE OMAHA, NE 68178; BUSINESS DESCRIPTION: UNIVERSITY; NOT INVESTMENT RELATED; START DATE: 01/07/2013; CAPACITY: EMPLOYEE; DUTIES: ADJUNCT PROFESSOR OF FINANCE; HOURS DEVOTED PER WEEK: 0 TO 4; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CREIGHTON UNIVERSITY GRADUATE SCHOOL; ADDRESS: 2500 CALIFORNIA AVE OMAHA, NE 68178; BUSINESS DESCRIPTION: UNIVERSITY; NOT INVESTMENT RELATED; START DATE: 10/28/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISORY BOARD TO THE DEAN; HOURS DEVOTED PER WEEK: .125; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) NAME OF ENTITY: Big Crazy Buffalo LLC ADDRESS: Personal Residence NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Livestock feeding and sales CAPACITY: Owner/Active START DATE: 04/09/2021 DUTIES: Own/feed livestock for sale HOURS DEVOTED PER MONTH: 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None (4) NAME OF ENTITY: HIOB LLC ADDRESS: 1519 S. 219th Street INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Use aircraft CAPACITY: Partner START DATE: 8/4/2021 DUTIES: flying the airplane HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5) NAME OF ENTITY: Hince Livestock Company ADDRESS: 25348 Twin Sisters Ct. INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Entity to hold the purchase and sales of livestock START DATE: 08/22/23 CAPACITY: Owner - Passive DUTIES: I am buying and selling livestock HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: sky park drive llc ADDRESS: 16606 longbow loop Omaha NE 68136 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 11/06/2025 CAPACITY: Other DUTIES: co member llc - single asset llc being puchased to acquire airplane HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
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