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Steven Raymond Schneider

Mm Ascend Life Investor Services, LLC

Cincinnati, OH

CRD 3207620

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Employer firm

Mm Ascend Life Investor Services, LLC CRD 36451

Reported services (Item 5G)

  • MAINTAINING REGISTRATION BUT NOT ACTIVELY PROVIDING ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Mm Ascend Life Investor Services, Llc

191 Rosa Parks Street, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-10-03
  • OH RA
    APPROVED
    Since 2012-10-03

Branch Locations

191 Rosa Parks, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great American Life Cincinnati OH 06/1993 Present
Aag Securities, Inc. Cincinnati OH 03/1999 Present
  • 06/1993 → Present
    Great American Life
    Cincinnati, OH
  • 03/1999 → Present
    Aag Securities, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-14
  • S66 Uniform Combined State Law Examination
    2007-06-14

View on SEC IAPD

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OSAIC WEALTH, INC.
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Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

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