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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-11-14
WA RA APPROVED 2003-11-11
  • TX RA
    APPROVED
    Since 2003-11-14
  • WA RA
    APPROVED
    Since 2003-11-11

Branch Locations

10700 Meridian Ave N, Seattle, WA 98133 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Seattle WA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S66 Uniform Combined State Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Designations

View on SEC IAPD

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