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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
Branch Locations
200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landmark Plc, Certified Public Accountants | Little Rock | AR | 11/2008 | Present |
| Avantax Advisory Services | Little Rock | AR | 08/2024 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Landmark PLC CPAs offers tax, accounting, auditing, and consulting services to businesses, individuals, and nonprofit organizations. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2008 ADDRESS: 200 West Capitol, Suite 1700, Little Rock AR 72201, United States DESCRIPTION: Top 5 Duties:1. Review & sign tax returns2. Manage staff and workload3. Review financial statements4. Develop and manage client relationships5. General consultation for clients as needed 2) ARKANSAS SOCIETY OF CPAS POSITION: Federal Tax Institute Committee Member NATURE: ARCPA is a professional organization for CPAs in Arkansas to promote and engage members for growth and success through advocacy, education, networking, and mentorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 11300 Executive Center Drive, Little Rock AR 72211, United States DESCRIPTION: Top 5 duties:1) Host weekly meetings from July - November as we organize the CPE.2) Contact speakers for CPE3) Introduce speakers at the CPE event4) Make any announcements necessary at the CPE event5) Coordinate with ARCPA for the event regarding scheduling.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-04 |
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