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Melissa Beth Cary

Cetera Investment Advisers LLC

Little Rock, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Plc, Certified Public Accountants Little Rock AR 11/2008 Present
Avantax Advisory Services Little Rock AR 08/2024 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2008 → Present
    Landmark Plc, Certified Public Accountants
    Little Rock, AR
  • 08/2024 → 09/2025
    Avantax Advisory Services
    Little Rock, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-11-21 → 2025-09-05
    Avantax Advisory Services
    Little Rock, AR
    Dallas, TX
Other Businesses

1) LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Landmark PLC CPAs offers tax, accounting, auditing, and consulting services to businesses, individuals, and nonprofit organizations. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2008 ADDRESS: 200 West Capitol, Suite 1700, Little Rock AR 72201, United States DESCRIPTION: Top 5 Duties:1. Review & sign tax returns2. Manage staff and workload3. Review financial statements4. Develop and manage client relationships5. General consultation for clients as needed 2) ARKANSAS SOCIETY OF CPAS POSITION: Federal Tax Institute Committee Member NATURE: ARCPA is a professional organization for CPAs in Arkansas to promote and engage members for growth and success through advocacy, education, networking, and mentorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 11300 Executive Center Drive, Little Rock AR 72211, United States DESCRIPTION: Top 5 duties:1) Host weekly meetings from July - November as we organize the CPE.2) Contact speakers for CPE3) Introduce speakers at the CPE event4) Make any announcements necessary at the CPE event5) Coordinate with ARCPA for the event regarding scheduling.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-04
  • S65 Uniform Investment Adviser Law Examination
    2024-11-04
Other Names
  • Melissa Beth Cary
  • Melissa Cary
  • Melissa B Smith
  • Melissa Smith
  • Melissa Smith Cary
  • Melissa B Cary

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