Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-09 |
| NM | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Santa Fe | NM | 09/2004 | 09/2019 |
| Raymond James Financial Services Advisors, Inc | Santa Fe | NM | 01/2009 | 09/2019 |
| Summit Investment Group | Santa Fe | NM | 12/2008 | 06/2017 |
| Summit Investment Group | Santa Fe | NM | 07/2004 | 09/2019 |
| Securities America, Inc. | Santa Fe | NM | 11/2019 | 06/2024 |
| Securities America Advisors | Santa Fe | NM | 11/2019 | 06/2024 |
| Osaic Wealth, Inc. | Santa Fe | NM | 06/2024 | Present |
1. N/A SELF POSITION: Agent NATURE: NM Resident Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 5 Caliente Road, 2A, Santa Fe NM 87508, United States DESCRIPTION: Working with individuals to provide various options for long term care insurance, life insurance and annuities. 2. GRAYSTONE FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 09/05/2024 ADDRESS: 5 Caliente Road 2A, Santa Fe NM 87508, United States DESCRIPTION: Financial Advisor-asset management, financial planning, retirement planning and portfolio construction
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-04 |
Reach out to this advisor