Kathleen Alexandrea Kerr

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 09/2019
  Raymond James Financial Services, Inc.
  Santa Fe, NM
• 01/2009 → 09/2019
  Raymond James Financial Services Advisors, Inc
  Santa Fe, NM
• 12/2008 → 06/2017
  Summit Investment Group
  Santa Fe, NM
• 07/2004 → 09/2019
  Summit Investment Group
  Santa Fe, NM
• 11/2019 → 06/2024
  Securities America, Inc.
  Santa Fe, NM
• 11/2019 → 06/2024
  Securities America Advisors
  Santa Fe, NM
• 06/2024 → Present
  Osaic Wealth, Inc.
  Santa Fe, NM

Previous Registrations

• 2019-12-01 → 2024-06-14
  Securities America Advisors, Inc.
  Santa Fe, NM
  Santa Fe, NM
  Santa Fe, NM
• 2009-01-02 → 2019-09-17
  Raymond James Financial Services Advisors, Inc
  Santa Fe, NM
• 2006-04-19 → 2009-01-02
  Raymond James Financial Services, Inc.
  Santa Fe, NM
  Santa Fe, NM

Other Businesses

1. N/A SELF POSITION: Agent NATURE: NM Resident Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 5 Caliente Road, 2A, Santa Fe NM 87508, United States DESCRIPTION: Working with individuals to provide various options for long term care insurance, life insurance and annuities. 2. GRAYSTONE FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 09/05/2024 ADDRESS: 5 Caliente Road 2A, Santa Fe NM 87508, United States DESCRIPTION: Financial Advisor-asset management, financial planning, retirement planning and portfolio construction

Exams

• S66 Uniform Combined State Law Examination
  2006-04-04