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Shalvindra Dutt

Wells Fargo Clearing Services, LLC

Seattle, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-02-21
  • WA RA
    APPROVED
    Since 2024-02-21

Branch Locations

1819 Nw Market St, Seattle, WA 98107 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 10/2023 Present
Wells Fargo Bank, Na Seattle WA 10/2022 Present
Westpac Banking Corporation Suva 05/2009 09/2022
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Seattle, WA
  • 05/2009 → 09/2022
    Westpac Banking Corporation
    Suva
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-21
S63 Uniform Securities Agent State Law Examination 2024-01-26
  • S65 Uniform Investment Adviser Law Examination
    2024-02-21
  • S63 Uniform Securities Agent State Law Examination
    2024-01-26

View on SEC IAPD

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