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Dax Brook

J.P. Morgan Securities LLC

Newport Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-22
TX RA APPROVED 2024-07-22
  • CA RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

3152 W Balboa Blvd, Newport Beach, CA 92663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California State University Fullerton Fullerton CA 08/2020 05/2022
Mission Viejo High School Mission Viejo CA 05/2014 05/2018
Mission Viejo Swim & Racquet Club Mission Viejo CA 04/2016 04/2021
Starbucks Aliso Viejo CA 09/2019 06/2020
Computer Systems Inc. Mission Viejo CA 05/2022 06/2023
True Path Financial Irivine CA 06/2023 06/2024
Equity Services, Inc. Montpelier VT 11/2023 06/2024
Rv Waters Llc Rancho Santa Margarita CA 07/2021 11/2021
Jpmorgan Chase Bank, N.A. Irvine CA 07/2024 Present
J.P. Morgan Securities Llc Irvine CA 07/2024 Present
  • 08/2020 → 05/2022
    California State University Fullerton
    Fullerton, CA
  • 05/2014 → 05/2018
    Mission Viejo High School
    Mission Viejo, CA
  • 04/2016 → 04/2021
    Mission Viejo Swim & Racquet Club
    Mission Viejo, CA
  • 09/2019 → 06/2020
    Starbucks
    Aliso Viejo, CA
  • 05/2022 → 06/2023
    Computer Systems Inc.
    Mission Viejo, CA
  • 06/2023 → 06/2024
    True Path Financial
    Irivine, CA
  • 11/2023 → 06/2024
    Equity Services, Inc.
    Montpelier, VT
  • 07/2021 → 11/2021
    Rv Waters Llc
    Rancho Santa Margarita, CA
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-30
  • S66 Uniform Combined State Law Examination
    2023-12-30
Other Names
  • Dax Greyson Brook

View on SEC IAPD

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