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Christopher Robert Adam

Pallas Capital Advisors, LLC

Braintree, MA

Newport, RI

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Current Employers
Pallas Capital Advisors, Llc

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APP_PEND_IARCE 2026-01-01
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

51 Long Wharf Mall, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pallas Capital Advisors Llc Newport RI 10/2023 Present
Adam Financial Llp Newport RI 02/2020 Present
Student Newport RI 09/2013 12/2019
  • 10/2023 → Present
    Pallas Capital Advisors Llc
    Newport, RI
  • 02/2020 → Present
    Adam Financial Llp
    Newport, RI
  • 09/2013 → 12/2019
    Student
    Newport, RI
Other Businesses

1) Adam Financial LLP; non investment related; 41 Long Wharf Mall, Newport, RI 02840; Tax Services; Staff Accountant; 02/2020; 160 hours/month;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-18
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18

View on SEC IAPD

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