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John Derek Peterson

Highland Associates Inc

Birmingham, AL

CRD 3207374

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Employer firm

Highland Associates Inc CRD 104948

$21.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Highland Associates Inc

2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-01-02
  • AL RA
    APPROVED
    Since 2019-01-02

Branch Locations

2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Associates, Inc. Birmingham AL 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-12
  • S65 Uniform Investment Adviser Law Examination
    2005-04-12

View on SEC IAPD

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