Richard Peter Cordova

Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

• Pension consulting
• Selection of other advisers
• Educational seminars
• ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 04/2020
  Assurance Agency Ltd
  Schaumburg, IL
• 04/2016 → Present
  Kestra Financial Services, Inc.
  Austin, TX
• 04/2020 → Present
  Mma Agency
  Schaumburg, IL
• 04/2020 → Present
  Mma Securities Llc
  Schaumburg, IL

Previous Registrations

• 2016-04-19 → 2020-07-01
  Kestra Advisory Services, Llc
  Chicago, IL
• 2014-09-24 → 2016-09-22
  Kestra Investment Services, Llc
  Schaumburg, IL
  Chicago, IL
  Arlington, VA
• 2010-01-08 → 2014-09-02
  Financial Telesis Inc
  San Rafael, CA
  Schaumburg, IL
• 2009-09-08 → 2010-01-22
  Lpl Financial Llc
  Schaumburg, IL
• 2008-07-14 → 2009-09-08
  Waterstone Financial Group, Inc.
  Boston, MA
  Schaumburg, IL
• 2004-05-28 → 2004-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Schaumburg, IL
• 2003-06-06 → 2004-05-10
  Wells Fargo Clearing Services, Llc
  Itasca, IL

Other Businesses

The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 5% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework; Business Name: St. Francis de Sales Catholic School Investment Related: No Address: 11 S. Buesching Rd. Lake Zurich IL 60047 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Business Name: William Fremd High School Investment Related: No Address: 1000 S Quentin Rd, Palatine, IL 60067 Nature of Business: Varisty Football Coach.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-18
• S63 Uniform Securities Agent State Law Examination
  1999-11-26