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Paul Brendon Carroll

Ubs Financial Services Inc.

Beverly Hills, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-24

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepperdine University Malibu CA 08/2019 08/2022
Scc Berlin Berlin 08/2012 07/2019
Ubs Financial Services Inc. Beverly Hills CA 01/2024 Present
Pepperdine Graziadio School Of Business Malibu CA 09/2022 12/2023
  • 08/2019 → 08/2022
    Pepperdine University
    Malibu, CA
  • 08/2012 → 07/2019
    Scc Berlin
    Berlin
  • 01/2024 → Present
    Ubs Financial Services Inc.
    Beverly Hills, CA
  • 09/2022 → 12/2023
    Pepperdine Graziadio School Of Business
    Malibu, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-24
  • S66 Uniform Combined State Law Examination
    2024-01-24
Other Names
  • Paul Brendon Carroll

View on SEC IAPD

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