Michael Edwin Fleming

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 06/2021
  Thrivent Advisor Network, Llc Dba Palomar Wealth
  Peoria Heights, IL
• 05/2020 → 06/2021
  Purshe Kaplan Sterling Investments, Inc.
  Peoria Heights, IL
• 10/2021 → Present
  Mml Investors Services, Llc
  Chesterfield, MO
• 10/2021 → Present
  Massmutual Life Insurance Company
  Chesterfield, MO
• 06/2021 → 10/2021
  Unemployed
  Dunlap, IL
• 07/2002 → 05/2020
  Thrivent Financial For Lutherans
  Appleton, WI
• 07/2002 → 05/2020
  Thrivent Investment Management Inc.
  Peoria, IL

Previous Registrations

• 2020-05-27 → 2021-06-15
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Peoria Heights, IL
• 2005-06-30 → 2020-06-24
  Thrivent Investment Management Inc.
  Peoria Heights, IL
  Peoria, IL
  Peoria Heights, IL

Other Businesses

NAME: EYES UP LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATIONPOSITION: OWNER START DATE: 05/24/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION

Exams

• S66 Uniform Combined State Law Examination
  2005-06-28
• S63 Uniform Securities Agent State Law Examination
  1999-06-17

Other Names

• Mike Fleming