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Current Employers
Focus Investment Advisors, Inc

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-18
  • CA RA
    APPROVED
    Since 2025-02-18

Branch Locations

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ivd Research/Safepath Carlsbad CA 04/2022 09/2023
Ding Tea/Arteazen San Diego CA 04/2021 07/2022
Chipotle Encinitas CA 07/2019 12/2020
San Marcos High School San Marcos CA 08/2014 06/2018
University Of California, San Diego San Diego CA 06/2018 06/2022
Lpl Financial Llc Solana Beach CA 10/2023 Present
Unemployed San Marcos CA 09/2023 10/2023
Focus Investment Advisors, Inc Solana Beach CA 11/2024 Present
Focus Investment Advisors, Inc Solana Beach CA 12/2024 Present
  • 04/2022 → 09/2023
    Ivd Research/Safepath
    Carlsbad, CA
  • 04/2021 → 07/2022
    Ding Tea/Arteazen
    San Diego, CA
  • 07/2019 → 12/2020
    Chipotle
    Encinitas, CA
  • 08/2014 → 06/2018
    San Marcos High School
    San Marcos, CA
  • 06/2018 → 06/2022
    University Of California, San Diego
    San Diego, CA
  • 10/2023 → Present
    Lpl Financial Llc
    Solana Beach, CA
  • 09/2023 → 10/2023
    Unemployed
    San Marcos, CA
  • 11/2024 → Present
    Solana Beach, CA
  • 12/2024 → Present
    Solana Beach, CA
Other Businesses

1) 08/2024 - Focus Investment Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 12/05/2024 - Focus Investment Advisors - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/20/2023 - 160 hours per month/ 5 hour during trading - I provide administrative support to Focus Investment Advisors, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-28
  • S66 Uniform Combined State Law Examination
    2024-12-28
Other Names
  • Jacqueline Marie Lam
  • Jacque Lam
  • Jacqueline M Lam

View on SEC IAPD

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