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514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-18 |
Branch Locations
514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivd Research/Safepath | Carlsbad | CA | 04/2022 | 09/2023 |
| Ding Tea/Arteazen | San Diego | CA | 04/2021 | 07/2022 |
| Chipotle | Encinitas | CA | 07/2019 | 12/2020 |
| San Marcos High School | San Marcos | CA | 08/2014 | 06/2018 |
| University Of California, San Diego | San Diego | CA | 06/2018 | 06/2022 |
| Lpl Financial Llc | Solana Beach | CA | 10/2023 | Present |
| Unemployed | San Marcos | CA | 09/2023 | 10/2023 |
| Focus Investment Advisors, Inc | Solana Beach | CA | 11/2024 | Present |
| Focus Investment Advisors, Inc | Solana Beach | CA | 12/2024 | Present |
1) 08/2024 - Focus Investment Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 12/05/2024 - Focus Investment Advisors - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/20/2023 - 160 hours per month/ 5 hour during trading - I provide administrative support to Focus Investment Advisors, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-28 |
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