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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-27 |
Branch Locations
214 C South Cedros Ave., Solana Beach, CA 92075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linclay Management | Denver | CO | 12/1988 | 01/2023 |
| Linclay Mgmt | Denver | CO | 12/1988 | 01/2023 |
| Neidiger, Tucker, Bruner, Inc | Denver | CO | 06/2001 | 01/2023 |
| Momentum Independent Network | Dallas | TX | 01/2023 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-01 |
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