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Thomas Scott Brenner

Dlk Investment Management

Solana Beach, CA

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Current Employers
Dlk Investment Management

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-26
TX RA APPROVED 2019-03-26
  • CA RA
    APPROVED
    Since 2019-03-26
  • TX RA
    APPROVED
    Since 2019-03-26

Branch Locations

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nautilus Advisors Llc San Diego CA 09/2010 04/2019
Dlk Investment Management Solana Beach CA 02/2019 Present
Previous Registrations
  • 2010-09-01 → 2019-04-02
    Nautilus Advisors Llc
    San Diego, CA
  • 2005-09-15 → 2010-09-09
    New England Securities
    San Diego, CA
    San Diego, CA
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 5 WEEKDAY AND 0 EVENING/WEEKEND HOURS STARTED 1/02.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-10
S63 Uniform Securities Agent State Law Examination 2002-01-26
  • S66 Uniform Combined State Law Examination
    2005-09-10
  • S63 Uniform Securities Agent State Law Examination
    2002-01-26
Other Names
  • Tom Scott Brenner

View on SEC IAPD

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Other Investors

TRAVIS TYLER PRENTICE
DEREK JOHN GAERTNER
JOSHUA MATTHEW MOSS
PAUL MARTIN PETERS
Donald Stanfield McKinney
BRIAN STEWART JOHNSON
MARK ANTHONY HALBY
DONALD OGDEN DEMPSTER

Other Offices

GLOBAL IMC LLC · SOLANA BEACH, CA
CLEAR CREEK INVESTMENTS, LLC · SOLANA BEACH, CA
THE INFORMED MOMENTUM COMPANY LLC · SOLANA BEACH, CA
LPL FINANCIAL LLC · SOLANA BEACH, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Solana Beach, CA
SYMPHONIC CAPITAL · SOLANA BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Solana Beach, CA
LPL FINANCIAL LLC · SAN DIEGO, CA

More in Solana Beach, CA

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