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Thomas Scott Brenner

Dlk Investment Management

Solana Beach, CA

CRD 4458594

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Employer firm

Dlk Investment Management CRD 149096

$524M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Dlk Investment Management

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-26
TX RA APPROVED 2019-03-26
  • CA RA
    APPROVED
    Since 2019-03-26
  • TX RA
    APPROVED
    Since 2019-03-26

Branch Locations

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nautilus Advisors Llc San Diego CA 09/2010 04/2019
Dlk Investment Management Solana Beach CA 02/2019 Present
Previous Registrations
  • 2010-09-01 → 2019-04-02
    Nautilus Advisors Llc
    San Diego, CA
  • 2005-09-15 → 2010-09-09
    New England Securities
    San Diego, CA
    San Diego, CA
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 5 WEEKDAY AND 0 EVENING/WEEKEND HOURS STARTED 1/02.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-10
S63 Uniform Securities Agent State Law Examination 2002-01-26
  • S66 Uniform Combined State Law Examination
    2005-09-10
  • S63 Uniform Securities Agent State Law Examination
    2002-01-26
Other Names
  • Tom Scott Brenner

View on SEC IAPD

Nearby Firms

GLOBAL IMC LLC
CLEAR CREEK INVESTMENTS, LLC
THE INFORMED MOMENTUM COMPANY LLC

Nearby Investors

TRAVIS TYLER PRENTICE
DEREK JOHN GAERTNER
JOSHUA MATTHEW MOSS

Nearby Offices

GLOBAL IMC LLC · SOLANA BEACH, CA
CLEAR CREEK INVESTMENTS, LLC · SOLANA BEACH, CA
THE INFORMED MOMENTUM COMPANY LLC · SOLANA BEACH, CA

More in Solana Beach, CA

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