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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

4860 W. Maple Rd., Bloomfield Hills, MI 48301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bloomfield Hills MI 10/2012 Present
Jpmorgan Chase Bank, Na. Bloomfield Hills MI 01/2018 Present
  • 10/2012 → Present
    Bloomfield Hills, MI
  • 01/2018 → Present
    Jpmorgan Chase Bank, Na.
    Bloomfield Hills, MI
Previous Registrations
  • 2011-03-11 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Orchard Lake, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-04
S63 Uniform Securities Agent State Law Examination 1999-04-30
  • S65 Uniform Investment Adviser Law Examination
    2011-03-04
  • S63 Uniform Securities Agent State Law Examination
    1999-04-30
Other Names
  • Sheel Janak Desai

View on SEC IAPD

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