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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-09-01 |
Branch Locations
1212 Helton Drive Suite A, Florence, AL 35630 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Florence | AL | 03/1999 | 05/2018 |
| Mml Investors Services, Llc | Florence | AL | 03/2017 | 05/2018 |
| Securian Financial Services Inc | St. Paul | MN | 05/2018 | 05/2021 |
| Minnesota Life Insurance Inc | St. Paul | MN | 05/2018 | 05/2021 |
| Wealth Management Group Llc | Birmingham | AL | 05/2018 | 05/2021 |
| Sagepoint Financial | Florence | AL | 06/2021 | 09/2023 |
| Osaic Wealth, Inc. | Florence | AL | 09/2023 | Present |
1) LEGACY CAPITAL ADVISORS POSITION: Independent Contractor NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2018 ADDRESS: , Florence AL , United States DESCRIPTION: Independent Contractor 2) LEGACY CAPITAL ADVISORS LLC POSITION: OWNER NATURE: THE LEGACY CAPITAL ADVISORS IS AN LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/26/2018 ADDRESS: 1212 HELTON DR, STE. A, FLORENCE AL 35630, United States DESCRIPTION: SENIOR PARTNER OF THE LLC 3) AMERILIFE POSITION: Agent NATURE: Insurance Brokerage - Amerilife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/21/2022 ADDRESS: 1212 Helton Drive, Suite A, Florence AL 35630, United States DESCRIPTION: Insurance Brokerage - Amerilife. Insurance: Fixed Products: life, Annuities, LTC Disability. 4) INSURANCE SALES & RENEWALS POSITION: REPRESENTATIVE NATURE: FIXED INSURANCE SALES AND RENEWALS FROM METLIFE, MASS MUTUAL, AND BRIGHTHOUSE FROM RETIREMENT CONTRACT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2015 ADDRESS: 1212 HELTON DR., SUITE A, FLORENCE AL 35630, United States DESCRIPTION: N//A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-14 |
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