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Samuel Wallace

Ameriprise Financial Services, LLC

Florence, AL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-05-15
  • AL RA
    APPROVED
    Since 2023-05-15

Branch Locations

1112 Bradshaw Dr, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Florence AL 06/2018 Present
The Donut Shoppe Florence AL 06/2020 01/2023
Northgate Pharmacy Florence AL 06/2015 06/2018
University Of North Alabama Florence AL 09/2013 12/2017
  • 06/2018 → Present
    Ameriprise Financial Services, Llc
    Florence, AL
  • 06/2020 → 01/2023
    The Donut Shoppe
    Florence, AL
  • 06/2015 → 06/2018
    Northgate Pharmacy
    Florence, AL
  • 09/2013 → 12/2017
    University Of North Alabama
    Florence, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 2023-03-15
  • S66 Uniform Combined State Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2023-03-15
Other Names
  • Sam Wallace
  • Samuel Austin Wallace

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
EDWARD JONES · FLORENCE, AL
EDWARD JONES · FLORENCE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
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COMMONWEALTH FINANCIAL NETWORK · Florence, AL

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