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Melissa Noel Monroe

Mwa Financial Services Inc.

Ontario, CA

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-09
CA RA APPROVED 2025-12-11
  • TX RA
    APPROVED
    Since 2026-02-09
  • CA RA
    APPROVED
    Since 2025-12-11

Branch Locations

3350 Shelby Street Suite 330, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Los Rios Rancho Yucaipa CA 09/2016 02/2018
Abby's Cafe Yucaipa CA 02/2018 11/2021
Tuscano's Beaumont CA 09/2022 11/2022
Modern Woodmen Of America Rock Island IL 12/2021 Present
San Bernardino Valley College San Bernardino CA 08/2016 06/2018
University Of California - Riverside Riverside CA 08/2018 06/2020
Mwa Financial Services Inc. Rock Island IL 10/2023 Present
  • 09/2016 → 02/2018
    Los Rios Rancho
    Yucaipa, CA
  • 02/2018 → 11/2021
    Abby's Cafe
    Yucaipa, CA
  • 09/2022 → 11/2022
    Tuscano's
    Beaumont, CA
  • 12/2021 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 08/2016 → 06/2018
    San Bernardino Valley College
    San Bernardino, CA
  • 08/2018 → 06/2020
    University Of California - Riverside
    Riverside, CA
  • 10/2023 → Present
    Mwa Financial Services Inc.
    Rock Island, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2024-04-08
  • S65 Uniform Investment Adviser Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2024-04-08

View on SEC IAPD

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Aaron Blackfelner
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

More in Ontario, CA

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