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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-16 |
| CA | RA | APPROVED | 2018-05-22 |
Branch Locations
901 Via Piemonte, Ontario, CA 91764 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 11/2017 | Present |
| Us Bank | Santa Fe Springs | CA | 02/2017 | 11/2017 |
| Wells Fargo Bank | San Marino | CA | 10/2011 | 02/2017 |
| Bank Of America, N.A. | Ontario | CA | 06/2018 | Present |
Name of the other business: Pampered Chef This business is NOT investment-related Home based business - 10167 mills ave Montclair ca 91763 The nature of the other business - I sell kitchen tools My position is an independent consultant. I began this June 2016 I devote about 10 hours a month to this activity The number of hours you devote to the other business during securities trading hours - none Duties involve promoting kitchen tools by hosting cooking shows or events in my home or in a hosts home as well as social media events or shows online. Aside from that I have to place orders and promote myself as an independent consultant for pampered chef and sell kitchen tools.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
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