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Jose Antonio Torres

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-06
CA RA APPROVED 2024-07-19
  • TX RA
    APPROVED
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-07-19

Branch Locations

901 Via Piemonte, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside CA 02/2016 Present
Bank Of America, N.A Riverside CA 06/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-18
  • S66 Uniform Combined State Law Examination
    2024-07-18
Other Names
  • Jose Antonio Torres Duenas
  • Jose A Torres

View on SEC IAPD

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NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
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BAYNES FINANCIAL LLC · RANCHO CUCAMONGA, CA

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